Democracy and the Emergence of Coexistent Communities


    This paper asks the question:  Do the institutions and processes of democracy provide sufficient conditions to enable the emergence and persistence of coexistence among diverse human groups?  A powerful and persuasive social analysis has resulted from the pioneering work of R. J. Rummel, who documents that well-established democratic societies do not go to war against one another and have less internal violence.  Explanations for “the democratic peace” generally fall into propositions about the adaptive nature of democratic governance structures and the enabling nature of democratic culture.  Democratic structures manifest two collective rules:  freedom of choice (including choice of leaders) and the rule of law.  Democratic culture manifests rules that impact on the individual level:  tolerance of diversity and willingness to accommodate competing demands through the exchange of resources.  While we believe the reasoning and conclusions are correct, we do not believe sufficient understanding exists of the emergent relationship between individual behavior and global expression, nor of the dynamics of interactions within and between different governance structures.
    To future this understanding, we design a suggestive agent-modeling simulation that allows us to compare different political communities as examined by Rummel:  an “autocratic” community, a totalitarian community and a “democratic” community.  The agent system (a variation of a consumer simulation) is based on a model of individual behavior that captures dynamic excursions from habitual behavior: the cognitive, social and authoritative decision making (based on an extension of the work by Janssen and Jager), corresponding to a rational agent, a social agent and a deferential agent.  This individual-based agent model is argued to capture the three different forms of governance depending on the collective state of the individuals in a dynamic, path-dependent process.  
    Finally, the degree of (political) coexistence within a community and likelihood of non-violence between communities is examined as a function of rates of change of resource availability and location (argued to be a source of stress on the system).  The behaviors of the model are suggestive of the conclusions of Rummel.  


Merle Lefkoff
Los Alamos National Laboratory
Center for Nonlinear Studies

Norman L. Johnson
Los Alamos National Laboratory
Theoretical Division



Issues in using agent-based simulations for prediction (rather than description)


    An agent-based simulation, almost by definition, represents a single realization out of many possible realizations.  One way to demonstrate this is by repeating a simulation with subtle changes either to the initial conditions, the boundary parameters, or the model choices. The resulting simulation will typically give a final state that is different in a noticeable way, thereby representing a different "realization" of a state of the system.  Most agent simulations easily capture this chaotic or nonlinear sensitivity to small changes in the simulation.  This chaotic behavior of the simulations leads to uncertainty in the uniqueness of the simulation as a description of a collection of events.  Consequently, the utility of most agent simulations is obtained either by repeating simulations to obtain a stochastic characterization of the system behavior or by carefully tuning the initial and operating parameter to duplicate a desired outcome.  These uses of agent models are largely descriptive, attempting to provide understanding of the connection of agent behavior and interactions to global behavior (the self-organization or emergence problem).  In the near future, there will be an alternative need of agent simulations: to predict future states from knowledge of past states.  This is comparable to the use of weather simulations tools to predict the tomorrow's weather based on yesterday's data.   Similarly, large numbers of rich social behavior agent-based simulations will be asked to predict future outcomes from known histories.   This will be particularly true as rich data sources are developed that are compatible with agent simulations, for example the prior purchasing histories of a group of consumers or the history of an epidemic.  This predictive use of agent simulations is equivalent to recasting the unconstrained simulations with internal constraints that match the known data.   The current work demonstrates the challenges associated with such a predictive use of agent simulations and suggests possible general approaches to the problem.  The analysis illustrates how the assumptions of classical methods of predicting future states of distributed systems, e.g., statistical mechanics, are violated by the network nature of agent model, in which the probability distribution functions are highly localized rather than being applicable to the entire system.  This local isolation of the evolution of the "phase space" or operational space is found to duplicate new understandings in the fields of anomalous distributions and non-extensive thermodynamics.


Norman L Johnson
Los Alamos National Laboratory
http://ishi.lanl.gov
nlj@lanl.gov